About Neosho Capital

Founded in 2004, Neosho Capital is an independent, SEC-registered investment advisory firm based in La Jolla, California. Neosho Capital provides asset management, supervisory, advisory, and sub-advisory services on a fee-only basis to institutions and high net worth individuals. Our investment strategies include International Value and Global Value. We will also recommend and oversee third-party managers at the client's request.

Our approach to investing is characterized by:

  • Strict adherence to Graham and Dodd value investing principles.
  • A focus on long-term, multi-year capital appreciation and wealth preservation.
  • Efficiently diversified portfolios of 10 to 40 holdings.

Christopher Richey Christopher Richey, CFA
Professional Experience:
  • 24 years of investment and securities experience
  • Brandes Investment Partners (1996-2003), Director of Mutual Fund Portfolio Management
  • Cooley Godward Huddleson and Tatum (1993-1996) Associate, Securities Law
  • Union Bank of Switzerland (1989-1990), Credit Officer, Leveraged Buy-outs
  • Marine Midland Bank (1986 - 1989), Credit Officer, Leveraged Buy-outs

Education:

  • Stanford University Law School - Juris Doctor (1993)
  • Oxford University – Master of Philosophy, Management Studies (1986)
  • Southern Methodist University Bachelor Business Administration (1983)
  • Member, State Bar of California
  • CFA Charterholder (2000)
   

J. Anthony Waldichuk

J. Anthony Waldichuk, CFA
Professional Experience:
  • 20 Years of investment experience
  • LPL Financial Services (1996 - 2006), Senior Fixed Income Trader
  • Jack White & Company (1994 - 1996), Senior Trader
Education:
  • San Diego State University Master of Business Administration/Finance (1997)
  • University of California, San Diego BA Economics (1990)
  • CFA Charterholder (2001)
   
Alphonse Chan Alphonse Chan, Jr., CFA
Professional Experience:
  • 27 years of investment and securities experience
  • Brandes Investment Partners (1994-2013), Director of Portfolio Management
    Emerging Markets Investment Committee member
  • Bank of America (1991-1994), Senior Financial Analyst, Corporate Treasury
  • National Association of Securities Dealers, Inc. (1985 - 1988), Compliance Examiner
Education:
  • University of California, Irvine, Master of Business Administration (1990)
  • University of California, Los Angeles, Bachelor of Arts, Economics (1984)
  • CFA Charterholder (1999)
   
Alphonse Chan Christopher M. Schrobilgen
Professional Experience:
  • 26 years of Investment experience
  • Messner & Smith (2007-2012), Director of Sales and Marketing
  • Navellier & Associates (1994-2003), Director of Sales and Marketing, Board of Directors
  • Jefferies and Company (1984-1989), Institutional Trader
Education:
  • University of Southern California, Bachelor of Science, Management (1967-1971)
  • Series 65
  • Academic All-American Basketball (1971)
  • Drafted by Houston Rockets (1971)

For detailed information regarding the educational and professional backgrounds of the individuals listed above, please refer to our Form ADV Part 2B Brochure Supplement, a copy of which may be obtained by going to the “Documents” tab of this website or by calling us at 858-657-9040. 

 

Neosho

Our firm's name is taken from the Neosho River, a tributary of the Mississippi River in southeastern Kansas and northeastern Oklahoma. "Neosho" translates as "clear water" in the language of the Osage Indian Nation. The name was chosen in honor of one of Mr. Richey's relatives, a full-blooded member of the tribe at the beginning of the 20th century.